Assistant Vice President, Internal Audit

  • Competitive
  • Singapour, Singapore
  • CDI, Plein-temps
  • KGI Securities (Singapore) Pte. Ltd
  • 23 oct. 17 2017-10-23

The incumbent will be responsible for internal audit functions to meet the requirements of parent companies and local regulators.


  • Responsible for internal audit functions to meet the requirements of parent companies and local regulators
  • Understand firm's various businesses and to become fully knowledgeable on the day-to-day activities of products and processes
  • Primary focus is to develop and execute audit plan on a day-to-day basis to ensure all assignments are completed within timeline
  • Prepare audit reports for management to report control weaknesses, operational inefficiency and recommendation for remedial actions
  • Review and ensure compliance with established policies, procedures and laws and regulations
  • Provide advisory services independently to departments
  • Perform special investigations or participate in ad-hoc projects
  • Follow up outstanding audit findings and issues raised by external auditors, regulators, exchanges, senior managements, etc. and status of remediation plan with the responsible stakeholders
  • Assist and coordinate inspection and enquiries of the Regional Audit to assist them to perform duties
  • Act as liaison person for the outsourced internal audit function of the Company


  • Degree holder in Accountancy, Finance or related disciplines, qualified with professional bodies are preferred
  • Minimum 5 years’ internal / external audit experience in securities and futures business, with a good understanding of audit methodology and risk based approach, and preferably with IT audit experience
  • Solid audit background with proficiency in auditing techniques, operation controls and regulatory requirements in securities and futures industry
  • Good interpersonal skills and ability to communicate effectively with auditors and management
  • Be able to work independently and require little supervision
  • Good written and oral communication in English, and preferably Chinese to liaise with Chinese associates.