CLMC Compliance and Control Officer CLMC Compliance and Control Officer …

Credit Suisse
à Singapour, Singapore, Singapour
CDI, Plein-temps
Dernière candidature, 16 janv. 21
Competitive
Credit Suisse
à Singapour, Singapore, Singapour
CDI, Plein-temps
Dernière candidature, 16 janv. 21
Competitive
Credit Suisse
CLMC Compliance and Control Officer
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.

We Offer
  • We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global Conduct and Ethics Standards
  • This role works within the Client Onboarding Lifecycle Management (COLM) team to support delivery of a quality service to our clients and achieve regulatory compliance across the end-to-end lifecycle of Private Banking and Investment Banking clients, including coverage of Client Due Diligence/ KYC and regulatory requirements
  • Identify and build positive relationship between clients who own common contact details (fixed phone number, mobile phone number, and mailing address) in ALGO tool and assess the plausibility for case closure or further investigation
  • Handle reportings from L1 and L2 analysts and communicate with Front Office to acquire more information/documentations about the potential AML concern
  • Conduct internal reviews and investigations to substantiate the link between partners/accounts who own common contact details
  • Seek to ensure that all red flags identified in ALGO process are reported to Financial Crime Compliance/Legal department in a timely manner
  • Perform weekly quality assurance and supervisory controls on closed cases to identify operational mistakes, process gaps and propose action plan to mitigate the risks


You Offer
  • Understand the value of diversity in the workplace and is dedicated to fostering an inclusive culture in all aspects of working life so that people from all backgrounds receive equal treatment, realize their full potential and can bring their full, authentic selves to work.
  • 3-4 years of experience with an Investment Bank or Private Bank and ideally 2+ years in Risk and Control, Internal Audit, Compliance
  • Knowledge of Front-to-back Investment Banking and/or Private Banking processes (Account Opening/Account Modification and Client Due Diligence/KYC experience will be an added advantage)
  • Outstanding communication skills and ability to manage business partners of various levels
  • Detail oriented, analytical, problem solving and logical skills
  • Ability to take initiative and grasp new concepts quickly
  • Ability to excel under pressure and possess a positive can-do attitude
  • Result oriented, dedicated, hardworking and can work on own initiative whilst also working collaboratively and deliver on time with a high level of integrity, sense of urgency, attention to detail and quality standards


Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.
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