Compliance Manager Compliance Manager …

Kimberley Consulting Pte Ltd
à Singapour, Singapore, Singapour
CDI, Plein-temps
Dernière candidature, 11 juil. 20
SGD5-6k + bonus
Kimberley Consulting Pte Ltd
à Singapour, Singapore, Singapour
CDI, Plein-temps
Dernière candidature, 11 juil. 20
SGD5-6k + bonus
Client is one of the world's largest independent fund administration companies with >500 billion of assets under administration. They provide fund administration services for hedge funds and private equity funds.

Job Responsibilities:

·      Liaising with Regional Head of Compliance, implement, maintain and monitor adherence with the Compliance framework for Singapore operations

·      Advise on anti-money laundering due diligence, and Sanction checks on client and investor files to Singapore operations team as per Cayman Islands and Singapore regulatory requirements

·      Report suspicious activity to regulatory authorities in consultation with the Regional Head of Compliance

·      Support Singapore operation for FATCA, CRS queries from the operation team

·      Liaise with internal departments on compliance matters and escalate urgent queries to Regional Head of Compliance

·      Act as the MLRO (Money Laundering Reporting Officer).

·      Implement and monitor compliance with policies like MAS Outsourcing Guidelines, data protection, ethics, conflict of interest, etc.

·      Ensure to be up to date with all regulatory developments for Fund managers in Singapore and Cayman Islands and produce summary notes on these new regulatory developments

·      Ensure anti-money laundering, data protection and other local policies and procedures are in place and adhered to

·      Ensure on-going AML training program for all staff is completed for Singapore office

·      Prepare and present monthly compliance and other reporting required by Group to Regional Head of Compliance

·      Monitor the implementation of various compliance policies and procedures and conduct monthly audit

·      Ensure order processing quality and effective service delivery

·      Identify service and workflow improvement opportunities

·      Assist in monitoring transfer agent’s services for the fund and company  secretarial  clients serviced from Singapore

·      Handle enquiries on client and investors documentation

 

 

Requirements:

·      Minimum 4 - 8 years’ experience in a similar role incorporating the above functions.

·     ACAMS certification will be helpful

·     Professional Compliance qualification would be an advantage

·     An ability to work to and meet agreed deadlines

·     Excellent interpersonal and written communications skills

·     Strong PC skills including Word, Excel and Access

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