Compliance Manager, Corporate Banking & Markets Compliance Manager, Corporate Banking & Markets …

Sloane Shorey Consulting
à Singapour, Singapore, Singapour
CDI, Plein-temps
Soyez parmi les premiers à postuler
Excellent
Sloane Shorey Consulting
à Singapour, Singapore, Singapour
CDI, Plein-temps
Soyez parmi les premiers à postuler
Excellent
Junior compliance role with a global corporate bank. Suit those with 3+ years of regulatory compliance knowledge from the Big 4, legal, MAS or banking.

Duties: 

  • Partner with business and functions to provide regulatory compliance advice
  • Keep abreast of new/updated MAS regulations
  • Update Compliance manual
  • Drive the implementation of new regulatory requirements
  • Control room duties (wall crossing, PA dealing, conflicts of interest review)
  • Provide regulatory compliance training
  • Perform Conflicts of interest mapping review
  • Perform the role of Secretariat in the Risk Committee
  • Acts as liaison with regulators

 
Requirements: 

  • 3-5 years’ experience in Regulatory Compliance in corporate banking or markets businesses
  • Knowledge with laws, regulations, notices and guidelines applicable to banking activities required.
  • Understanding of the Banking Act, Securities & Futures Act (SFA) and Financial Advisers Act (FAA)
  • Degree in Finance, Accounting, Business or related field required.



For more information, please apply today.


Sloane | Shorey

Sloane Shorey Consulting is a banking & financial services recruitment firm specialising in compliance, controls and risk management.

Live vacancy listings: sloaneshorey.catsone.com/careers
 
Singapore MOM EA License 17S8548Duties:
 

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