Compliance Testing, AVP Compliance Testing, AVP …

Bank of China (Singapore)
à Singapour, Singapore, Singapour
CDI, Plein-temps
Dernière candidature, 15 juil. 19
Commensurate with experience
Bank of China (Singapore)
à Singapour, Singapore, Singapour
CDI, Plein-temps
Dernière candidature, 15 juil. 19
Commensurate with experience
Bank of China (Singapore)
Reporting to Team Head, you will be part of the team of 3, focusing predominantly on compliance testings on the various department/teams. You will be responsible for the Enterprise-wide AML Risk Assessment too. Ideally, you bring with you 3 years and above relevant experience, with good understanding of governance, compliance processes and regulatory requirements.

Responsibilities:

  • Conduct compliance testings on the various department/teams and follow up on the action plans and ensure that issues raised are timely and appropriately followed up;
  • Keep track of issues raised by internal auditors/ external auditors/ regulators, review and validate the evidences/documents submitted and ensure that these are fully address;
  • Responsible for the Enterprise-wide AML Risk Assessment (“ERA”)
  • Prepare regular reporting to Head Office and senior Management;
  • Perform regular review and incorporate the latest update and changes in the Policies and Procedures into the SOP;
  • Assist team lead in conducting the compliance trainings;
  • Perform/ execute any other ad-hoc tasks assigned by team lead.

Requirements:

  • Degree holder with 3 years and above relevant working experience. 
  • Candidates with regulatory advisory experience with the Big 4 are encouraged to apply. 
  • Good understandinig of governance, compliance processes and regulatory requirements. 
  • Good communication and planning skills.  
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