Head of Compliance & Risk Management - Thailand - Legal / Taxation / Compliance Singapore Head of Compliance & Risk Management - Thailand -  …

à Singapour, Singapore, Singapour
CDI, Plein-temps
Soyez parmi les premiers à postuler
à Singapour, Singapore, Singapour
CDI, Plein-temps
Soyez parmi les premiers à postuler
Head of Compliance & Risk Management - Thailand - Legal / Taxation / Compliance Singapore
To support the Thailand Management to identify, assess, advise, monitor, manage and report on Societe Generale (Thailand) Limited's regulatory and compliance risk as well as to act in local COO capacity.

You are expected to:
  • Render Compliance advisory and support work
  • Ensure complete accurate and timely submission of all regulatory reports
  • Administer all aspects of compliance risks, including managing regulatory updates and licensing requirements
  • Manage regulatory and audit liaisons
  • Develop relevant policies and procedures on operational and compliance risks
  • Anti money laundering officer for the entity
  • Country coordinator for all outsourced services
  • Manager of the local COO office
  • Improve operational processes and control framework, to keep operational risk at market/group standards
  • Partner to business lines and management on strategic planning and budgeting
  • Ensure that local office has a clear understand and adherence to regulations and local/global policies.

Profile Required

Academic Background & Certifications, Experience
  • Tertiary education with more than 10 years of working experience in the compliance and/or regulatory reporting field
  • Strong communication abilities, written and verbal, in Thai and English, is mandatory
  • Good working knowledge of Thai Securities Act and regulations, and AML-related roles
  • Previous experience from foreign banks and/or Securities companies in Thailand preferred
  • Conversant with industry best practices pertinent to the running of a security firm
  • Possesses strong analytical and interpersonal skills
  • Good team management and change leadership
  • Ability to promote teamwork and cooperation

Behavioural Skills
  • Interpersonal Skills
  • Sensible to Risks
  • Promote Cooperation and Break Silos
  • Accountability
  • Risk Awareness
  • Willing to Develop my Team Members

Note: This position will be based in "Thailand".

Business Insight

Company Description

Societe Generale* is one of the largest European financial services groups. Based on a diversified and integrated banking model, the Group combines financial solidity with a strategy of sustainable growth, and aims to be the reference for relationship banking, recognised on its markets, close to clients, chosen for the quality and commitment of its teams.
Societe Generale has been playing a vital role in the economy for 150 years. With more than 145,000 employees, based in 66 countries, we serve on a daily basis 31 million clients throughout the world. Societe Generale's teams offer advice and services to individual, corporate and institutional customers in three core businesses:

  • Retail banking in France with the Societe Generale branch network, Credit du Nord and Boursorama, offering a comprehensive range of multi-channel financial services at the leading edge of digital innovation;
  • International retail banking, insurance and financial services to corporates with a presence in developing economies and leading specialised businesses;
  • Corporate and investment banking, private banking, asset management and securities services, with recognised expertise, top international rankings and integrated solutions.

Societe Generale in Asia Pacific

Societe Generale's first presence in Asia dates back from the 19th century. Today, we have offices in 12 locations across Asia Pacific.
With our regional headquarters in Hong Kong - a core hub of the worldwide Societe Generale Group - we employ close to 9,000 employees in the region. Our expertise here ranges from corporate and investment banking to asset management, securities services, specialised financial services, trade finance and cash management services.

All our positions are open to people with disabilities

Job code: 19000QPK

Business unit: Societe Generale Singapore Branch

Starting date: Immediate

Date of publication: 27/09/2019


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