Manager/Senior Manager, Legal and Compliance, Asset Management

  • Competitive
  • Singapour, Singapore Singapour Singapore SG
  • CDI, Plein-temps
  • Morgan McKinley Singapore
  • 21 juin 18 2018-06-21

Manager/Senior Manager, Legal and Compliance, Asset Management

Job description

  • Ensure the compliance of Company's operations with all applicable laws and rules
  • Ensure compliance with codes of conduct and standards of good practice
  • Ensure that the business activities of the Company are subject to adequate internal audit and statutory audit
  • Ensure effective controls and segregation of duties to mitigate potential conflicts of interest that may arise from the operations of the Company. operational or reputational risk
  • Regulatory filing of MAS returns on monthly, quarterly & yearly returns and also ensure the regulatory filing of the group entities in UK and Middle East
  • Maintaining the register of interest, representative records
  • Review and finalise all legal agreements and contracts entered into by the Company.

Requirements
  • At least 5 years of experience in compliance within Asset Management
  • Some audit experience will be advantageous
  • Some legal experience will be advantageous

Interested applicants please upload your latest CV (in Word format) to https://www.morganmckinley.com.sg/consultant/hagen-lee-r1870932

hlee@morganmckinley.com.sg

Morgan McKinley Pte Ltd, EA License No: 11C5502

Lee Boon Hou (Hagen), Registration No: R1870932