• Competitive
  • Singapour, Singapore
  • CDI, Plein-temps
  • Funds Partnership Asia
  • 16 nov. 17

Senior Compliance Manager

Our client is specialist in providing tailored trust, fiduciary, fund and corporate services. They have strong, trusted connections with their clients based on a deep understanding of their professional worlds, drawn from their extensive experience of working in those same worlds- across finance, structuring, law and accounting

Responsibilities:

• Assist in carrying out the compliance function of the trust business and corporate services business
• Assist to implement and administer anti-money laundering and countering financing of terrorism (AML/CFT) policies and procedures
• Conduct Client Due Diligence for on-boarding of new clients, including screening client through World Check and other on-line search facilities, review and verification of client KYC documents
• Perform client risk profile to assign AML risk rating to structures/clients and undertake periodic review of files based on clients AML risk rating
• Manage and address compliance escalations from the business
• Provide compliance guidance to the business
• Organize meetings with business heads with regards to compliance matters, including risk management
• Assist with compilation of data and preparation of reports for submission to MAS and Group Compliance
• Assist with queries and information required from regulators
• Carry out compliance monitoring program to ensure that the business is conducted in accordance with Group AML/CFT policies and procedures
• Assist with FATCA / CRS registration and reporting
• Participate in projects to provide inputs from the Compliance perspective
• Maintain Register of High Risk Clients, and monitor the transactions of such clients
• Deliver and track AML training to all staff
• Keep Management up to date with new developments in the regulatory environment
• Ad hoc duties / projects as assigned by management

Qualifications:

• Recognized University Degree
• At least 8 years relevant work experience within the financial services industry
• Experience in AML/CFT regulations would be an advantage
• Being IT savvy will be an advantage
• Good written and oral communication skills in English and the ability to communicate in Mandarin will be a plus to read Chinese documents
• Self-motivated and meticulous attention to details
• Team player with high degree of professional integrity, and a can-do attitude
• Collaborative yet tactfully firm where required