Senior Compliance Manager Senior Compliance Manager …

à Singapour, Singapore, Singapour
CDI, Plein-temps
Dernière candidature, 09 juil. 20
96K onwards
à Singapour, Singapore, Singapour
CDI, Plein-temps
Dernière candidature, 09 juil. 20
96K onwards
We are assisting our client in the Fintech industry to source for a Senior Compliance Officer.

Roles & Responsibilities

  • Lead the development of compliance controls framework and implementation of compliance-related processes and procedures.
  • Be updated with latest regulatory changes and provide necessary compliance advisory to the senior management.
  • Create, monitor and enforce all operational procedures comply with applicable regulations.
  • Monitor licensing conditions and regulatory requirements.
  • Identify, provide assessment and maintain documentation on any compliance issue.
  • To escalate any such issues to senior management/ board in line with policy.
  • Perform compliance reviews and assist in preparing reports to the senior management / board.
  • Act as point of contact with regulators (eg. MAS, etc) directly on queries and regulatory submissions.
  • Preparation of data review and submissions to MAS.
  • Provide compliance advisory and support on client due diligence for client on-boarding and KYC periodic reviews and AML/CFT matters.
  • Maintain registers are in line with regulatory requirements.
  • Conduct training and updates on compliance topics and regulatory requirements.
  • Any other projects/duties as may be assigned.


  • Minimum 8 years of experience in compliance in a financial institution in Singapore.
  • Familiar with MAS regulations and compliance procedures and workflow, specifically with regards to CMSL and recognised market operator (RMO).
  • Bachelor’s degree or equivalent. Degree in accountancy, finance, business administration or law is a bonus.
  • Demonstrated successful track record in working with various key stakeholders.
  • Excellent in communication, interpersonal and influencing skills.
  • An independent and highly motivated person whom can work in a fast-paced entrepreneurial environment.
  • Professional compliance related certifications preferred.

Application Methods
Interested professionals with the above experience / skill-sets are encouraged to submit a detailed copy of your updated CV to Xavier Niam Xing Rong (Reg No : R2091991)




We regret that only shortlisted candidates will be informed.
Posting Consultant : Xavier Niam Xing Rong
EA Reg No : R2091991
HRnet One Pte Ltd (EA License Number : 16S8408)