VP, Issuer Regulation VP, Issuer Regulation …

DBS Bank Limited
à Singapour, Singapore, Singapour
CDI, Plein-temps
Soyez parmi les premiers à postuler
Competitive
DBS Bank Limited
à Singapour, Singapore, Singapour
CDI, Plein-temps
Soyez parmi les premiers à postuler
Competitive
VP, Issuer Regulation
Business Function

DBS is a top equity house and a market leader in REITs and property trusts in the region. We have been recognized as pre-eminent investment bank and won a number of prestigious awards, including Best Equity House in Singapore by Asiamoney for 14 consecutive years from 2002 to 2015; Best REIT House in Asia by The Asset for four consecutive years since 2012; and Best Asia Investment Bank by FinanceAsia in 2015. At DBS, the Capital Markets Group provides equity funding solutions to our corporate clients in the region, and acts as an intermediary between issuers and our investing clients. We advise and sponsor our clients in their equity fund-raising exercises in connection with their listing ambitions on regional stock exchanges. We help our clients to raise equity funds through primary offering and/or secondary offering of shares and REITs, as well as pre-IPO platform.

Key Accountabilities
  • Promote fair, orderly and transparent market by ensuring that issuers meet the requirements prior to admission to the digital platform
  • Monitor compliance by issuers with continuing listing obligations and query the issuers on matters including potential trading irregularities or inadequate disclosures
  • Enforce and undertake disciplinary action for breaches of the Rules where required
  • Work closely with internal teams within the Bank and the digital business, and externally with the regulators, the issuers and other stakeholders

Responsibilities
  • Review and provide assessments of applications for admission on the digital platform in accordance with rule requirements and table such assessments to the management committee for consideration for listing.
  • Monitor compliance by issuers with continuing listing obligations and query the issuers on matters including potential trading irregularities or inadequate disclosures
  • Review and investigate non-compliance with listing rules and provide report and escalate to Head, Regulations and Compliance and assist in disciplinary actions for breaches of rules
  • Liaise with internal stakeholders (within the digital program business and other units within the bank (such as LCS)) and external parties (including issuers).
  • Assist in audits, inspections, and perform any other duties assigned by the Head, Regulations and Compliance, participating in rule revisions or issuance of circulars or practice notes.


Requirements

  • Degree in Business, Finance, Accountancy, Law or equivalent
  • Around 5 to 8 years of relevant experience in a capital market sector, including an exchange, corporate finance advisory or capital market services intermediary, or a financial services regulatory authority
  • Understanding of the functioning of an exchange/organised market, and knowledge of AML/CFT matters will be an asset.
  • Ability to work independently, attention to detail, keen to learn, take initiative and go beyond the scope of work

Apply Now

We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.
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