Senior Compliance Manager Senior Compliance Manager …

Goodman Masson
à Brighton, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 05 août 21
GBP65000 - GBP90000 per annum
Goodman Masson
à Brighton, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 05 août 21
GBP65000 - GBP90000 per annum
A Brighton based Wealth Manager are looking for a Compliance Manager to join their small team. Post COVID you will expected to be in the office 2 or 3 days per week, so this role would suit someone in the Sussex area, or someone that is willing to commute for those couple of days.

A Brighton based Wealth Manager are looking for a Compliance Manager to join their small team. Post COVID you will expected to be in the office 2 or 3 days per week, so this role would suit someone in the Sussex area, or someone that is willing to commute for those couple of days.

The position will be a stand alone role, so strong Compliance experience is needed. The firm will be rapidly growing over the next few years, so they would like someone that is eager to step into a Director level role with a position on the board.

Responsibilities include:

  • Ensuring the firm can respond to requests for information from the FCA and provide the requisite notifications to the FCA
  • Producing a formal compliance report for the firm's senior management on a periodic basis e.g annual/six monthly
  • Ensuring appropriate ethical standards exist within the firm
  • Checking knowledge of the necessary regulatory requirements is kept up to date
  • Ensuring that any non-advising approved person is competent for the role they undertake, by formally reviewing this on an annual basis in line with the T&C requirements

Salary can be flexible for the right candidate, but for now we are looking in the £75,000-£90,000 mark.

Please apply through the link, or let me know if you'd like to discuss in more detail - lauren.ashwood@godmanmasson.com

Descriptif de l'entreprise

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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