CASS Oversight

  • £500-525/day
  • Chelmsford, Angleterre, Royaume-Uni
  • Intérim, Plein-temps
  • Goodacre UK Ltd
  • 07 déc. 17 2017-12-07

CASS-related projects - CMAR - CASS advisory (SME) - CASS training - Change Management - Fund admin - Big 4 background or similar preferred - 6 month contract

  • Contract position for CASS SME within CASS oversight team: Initial 6 months, possible extension.
  • Prepare the monthly Client Money and Asset Return (CMAR).
  • Maintain the CASS Resolution Pack (CASS RP).
  • Prepare documentation for the monthly CASSROC Committee including MI.
  • Assist with delivering the CASS training programme.
  • Advise business of interpretation and application of CASS requirements.
  • Audit & Compliance facilitation.
  • Conduct incident and breach reviews and ensure corrective action is taken to ensure processes and controls are CASS compliant.
  • Perform thematic reviews and sampling across CASS-impacted products and business units including outsourced.
  • Display insight, discretion and good judgment in making decisions and highlighting problems to management.

Skills and knowledge required:

  • Core understanding of the Client Asset Sourcebook.
  • Experience of managing change.
  • CASS reconciliations.
  • Collective investment scheme operations, including OEICs, ISAs, Unit Trusts and SIPPs.
  • Working with, indentifying or cataloging controls and Risks.
  • Excellent MI and report writing skills.
  • Awareness and correct assessment of risk and exposure issues.
  • Professional Consultancy/Advisory background preferred (e.g. ‘Big 4’ or similar)