1LOD Risk & Controls Analyst 1LOD Risk & Controls Analyst …

Eximius Finance
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 04 mars 21
70,000
Eximius Finance
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 04 mars 21
70,000
Diffusée par:
James Baker • Manager - Risk, Quant and Front Office
Diffusée par:
James Baker
Manager - Risk, Quant and Front Office
This role is to perform planning, execution and reporting for thematic conduct risk assessments covering MSS Trading and Sales businesses

Responsibilities:

- Support ongoing monitoring of the conduct risk profile of MSS Sales and Trading businesses

- Executing thematic risk assessme

nts, including risk identification, inherent risk assessment and control evaluation

- Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk

Requirements:

- Previous or current experience in an investment bank or Financial Services to an Investment Bank

- Understanding of how market conduct risk behaviours could arise and what type of controls should be used to mitigate risks associated with trading and sales activities

- Experience in assessing the design and effectiveness of controls.

 

 

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