Responsibilities:
- Support ongoing monitoring of the conduct risk profile of MSS Sales and Trading businesses
- Executing thematic risk assessme
nts, including risk identification, inherent risk assessment and control evaluation
- Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk
Requirements:
- Previous or current experience in an investment bank or Financial Services to an Investment Bank
- Understanding of how market conduct risk behaviours could arise and what type of controls should be used to mitigate risks associated with trading and sales activities
- Experience in assessing the design and effectiveness of controls.
