Audit/Compliance Monitoring Audit/Compliance Monitoring …

Goodman Masson
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 25 sept. 21
Negotiable
Goodman Masson
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 25 sept. 21
Negotiable
A global banking group are seeking someone to to join their Compliance Monitoring team in London. It is essential you have at least two years experience in an Audit or Thematic Reviews role.

A global banking group are seeking someone to to join their Compliance Monitoring team in London. It is essential you have at least two years experience in an Audit or Thematic Reviews role.

Responsibilities:

  • Support of the monitoring and testing program
  • Input into the development and maintenance of the Compliance testing reviews methodology and associated procedures
  • Maintenance of the UK Compliance annual and multi-year testing plan
  • Creation, maintenance and review of the UK Compliance monitoring log and review of the effectiveness of the monitoring
  • Plan and conduct desk-based compliance reviews to assess the effectiveness of the bank's policies and procedures to identify potential compliance gaps
  • On completion of any review agree a clear plan of action for resolution of all identified issues within agreed timescales and ensure that all issues are resolved as agreed
  • Track, assess and report on the status of remedial action identified within reports until resolved/concluded

Requirements:

  • Solid relevant compliance, audit or regulatory testing experience in a financial institution
  • Strong knowledge and understanding of securities/banking rules, regulations, by-laws, policies and procedures

If you fit the job specification and salary requirements, please apply through the link or send your CV directly to me - lauren.ashwood@goodmanmasson.com

Descriptif de l'entreprise

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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