Compliance Advisory – Regulatory Developments Compliance Advisory – Regulatory Developments …

CLARC Recruitment
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 28 sept. 20
£45K - £55K + Benefits & Bonus
CLARC Recruitment
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 28 sept. 20
£45K - £55K + Benefits & Bonus
A leading Investment Platform are looking to hire a Compliance Adviser to join their team to support the business in relation to regulatory developments and reporting requirements.

Main Responsibilities:

  • Identify emerging regulatory changes relevant to the business and disseminate information to the relevant business areas.
  • Ensure all regulatory reports are completed accurately and submitted in a timely manner.
  • Assist with the delivery of regulatory change projects and other compliance initiatives when required.
  • Produce insightful and accurate analyses of regulatory papers determined by the regulatory relations managers
  • Support the Complaints function in administrating the complaints resolution process, including logging and responding to complaints from clients and advisers.

Job Requirements:

  • At least 3 years experience from a financial services firm
  • Educated to degree level (Preferably legally qualified)
  • Knowledge of prudential regulation

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.

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