Compliance Analyst

  • 55000
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • Lawbrook Finance
  • 17 nov. 17 2017-11-17

A growing global hedge fund are looking for a Compliance Analyst to join their busy Mayfair-based team. The role is a generalist position in which you will assist the Head of Compliance with a wide range of tasks.

  • Assist compliance officer with general day to day compliance tasks
  • Assist with the maintenance of internal policies and procedures, and provide compliance guidance/advice to all employees   
  • Conduct reviews of marketing materials
  • Assist with building the global compliance program
  • Assist with daily trade and surveillance monitoring and investment compliance
  • Assist with compliance science system and maintenance and review of employees conflict of interest attestations
  • Assist with keeping abreast of the ever-changing regulatory landscape
  • Assist with global registrations with regulators
  • Assist with development and delivery of training for all employees
  • Assist with due diligence in respect of the funds administrator.
  • Assist with regulatory filings and reporting such as Form ADV, Section 13F & 13H Reporting, 7R, 8R, PQR, ICAAP and EMIR

You will have 2-3 years experience gained at an asset management or hedge fund house.