Compliance Analyst - Asset Management Compliance Analyst - Asset Management …

Goodman Masson
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 14 juil. 20
GBP35000 - GBP50000 per annum
Goodman Masson
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 14 juil. 20
GBP35000 - GBP50000 per annum
A Life Investment Manager looking for a Compliance Analyst to join their small team in London.

A Life Investment Manager looking for a Compliance Analyst to join their team in London.

This is a diverse role working within a small, but high performing compliance function which is growing in line with the business. The Compliance Analyst will be an integral part of the Compliance team assisting in core compliance work.

Key responsibilities:

  • PRA/FCA relationship management including support in responding to and tracking of information requests and follow up with key stakeholders
  • Support on delivering the compliance plan e.g. monitoring reviews / baseline monitoring projects
  • Delivering and further embedding of current BAU regulatory issues (SM&CR / GDPR)
  • Conducting personal account dealing checks
  • Providing support to Compliance KYC process

Essential experience:

  • Ability to form strong relationships with the business and liaise with senior stakeholders
  • Compliance experience within an Insurer/Asset Manager
  • Ability to work to tight deadlines
Descriptif de l'entreprise

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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