Compliance Director Compliance Director …

Selby Jennings
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 07 août 20
GBP75000 - GBP95000 per annum
Selby Jennings
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 07 août 20
GBP75000 - GBP95000 per annum
My client, an exciting Fintech firm, is looking for a Compliance Director to join their London based team. Originally started in Switzerland, the firm is now looking to expand their presence across the UK market.

Responsibilities:

  • Oversee internal Compliance framework as well as policies and procedures
  • Give insight across a broad range of regulatory topics
  • Find practical compliance solutions on a number of regulatory topics
  • Conduct client calls to discuss Compliance tasks and monitor their conduct
  • Manage the ongoing compliance monitoring plan for a portfolio of clients
  • Collate Compliance requests and discuss issues to the committee

Requirements:

  • Significant experience working in an FCA compliance environment with a good understanding of the financial services industry
  • Good knowledge of investment products/markets
  • Strong knowledge of the e-money regulatory space
  • Strong knowledge of relevant compliance frameworks and practical procedures
  • Proven ability to lead manager level teams and interact effectively with senior clients
  • A significant working knowledge of the FCA Handbook, JMSLG and Money Laundering directives
  • Desire to work in an dynamic, fast-moving and entrepreneurial environment
  • Bachelors degree or similar Regulatory qualification
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