Compliance Manager - Best Execution

  • £60-65K
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • Lawbrook Finance
  • 14 sept. 17

Our client is a leading asset management house who are looking for an experienced Compliance Manager to use transaction cost analysis to conduct monitoring and testing.

  • The Compliance Manager duties will include:
  • Undertaking transaction cost analysis either via Bloomberg or similar TCA tool;
  • Undertake coding of investment guidelines and restrictions
  • Conduct market abuse monitoring
  • Undertaking PA dealing, gifts, insider lists and shareholding disclosures 
  • Oversee fund registrations and work on key regulatory projects
  • Assist with the update of policies and procedures