Compliance Marketing Manager - Europe Compliance Marketing Manager - Europe …

Goodman Masson
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 04 août 21
GBP65000 - GBP75000 per annum
Goodman Masson
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 04 août 21
GBP65000 - GBP75000 per annum
A leading Investment Manager are looking for a Compliance Marketing Manager to join their team in London. Please note: previous experience of approving financial promotions for a financial services firm in Europe (Italy, Germany, Netherlands, Sweden) is absolutely essential for this role.

A leading Investment Manager are looking for a Compliance Marketing Manager to join their team in London.

Please note: previous experience of approving financial promotions for a financial services firm in Europe (Italy, Germany, Netherlands, Sweden) is absolutely essential for this role.

The successful candidate will be defining, implementing and maintaining secure first line of defence for marketing team across UK and international markets. They will also be establishing and having responsibility for processes to review marketing materials in Europe and international markets to verify compliance with relevant regulatory financial promotions requirements.

Responsibilities:

  • Review and update existing compliance policies and procedures in line with applicable regulatory requirements and industry best practices, working in partnership with the compliance team and key stakeholders to develop and share best practice
  • Administer the marketing material review and approval system. Review UK and international materials and support the Approval of financial promotions across EMEA
  • Conduct compliance training for team members relating to regulatory requirements and industry best practices to facilitate the creation and use of marketing materials in Europe, Middle east and Asian markets
  • Help refine and prepare regular risk control assessments for Marketing

Requirements:

  • Good regulatory knowledge including AFM, BaFin, FCA COBS rules on Financial promotions MiFID II, UCITS IV, FUND, CASS, AIFMD, GDPR, KIID relevant rules
  • Previous experience of approving financial promotions for a financial services firm in Europe (Italy, Germany, Netherlands, Sweden) and Asia for both retail and investment professional audience
Descriptif de l'entreprise

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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