Compliance Officer

  • GBP60000 - GBP85000 per annum
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • Maldon Partners
  • 07 sept. 17

Maldon Partners are recruiting a Compliance Officer on a permanent basis for a London based Market Making / Algo Trading Firm. The role will be a stand alone compliance position focused on updating and implementing the Compliance Monitoring Programme.

The Role

Maldon Partners are recruiting a Compliance Officer on a permanent basis for a London based Market Making / Algo Trading Firm. The role will be focused on updating and implementing the Compliance Monitoring Programme. The ideal candidate would have c4years+ generalist compliance experience would be willing and able to get approved as CF10/CF11 by the FCA.

My client is willing to consider candidates who are looking to step up into the CF10/CF11 functions provided you believe you will have no issues in getting FCA approved.

The Role:

Working in a stand-alone capacity you will be responsible for covering the Compliance Functions for the London based office.

My client has a flat structure and the successful candidate must be confident in working alongside Front Office Traders.

Responsibilities will include but not be limited to:

  • Updating and Implementing the compliance monitoring programme
  • Providing advice to the wider business.
  • Assessing and implementing regulatory changes
  • Acting as the registered CF10/CF11
  • Take part in regular compliance meetings along with the COO

Experience Required:

In order to apply for the role you will have:

  • Over 4 years' experience in a generalist compliance role ideally gained in a prop trading / brokerage firm
  • Financial / Professional qualifications are an advantage.
  • Excellent understanding of listed derivatives / Futures
  • Previously held or ability to hold CF10/CF11 FCA Approved functions
  • Good computer skills

Salary:

Salary on offer is c£60,000 - £85,000 depending on experience and is based in the city of London