Compliance Officer (Asset Manager) Compliance Officer (Asset Manager) …

MERJE Ltd
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 05 mai 21
£60,000
MERJE Ltd
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 05 mai 21
£60,000
Diffusée par:
Edward Manson • Recruiter
Diffusée par:
Edward Manson
Recruiter
We are representing a highly prestigious global Asset Manager and following a restructure within their Compliance Advisory team a fantastic opportunity has come up for a Compliance generalist who is looking to take the next step in their career. This is a fantastic opportunity to join a reputable firm with a collaborative and nurturing culture. This will suit an individual who has gained 2-4 years of generalist Compliance experience within either the Asset, Fund or Investment Management space.

Key responsibilities include:

  • Assist the Compliance Manager with providing consultative compliance support and advice to a number of areas across the firm
  • Serves as contact point for Global Distribution teams (Relationship Management, Consultant Relations, Marketing, Client Account Services) for questions related to regulatory matters.
  • Assist the Compliance Managers and Head of EMEA Compliance in delivering actionable consultative compliance support to the Equity and Fixed Income investment business and support functions
  • Using regulatory knowledge and judgment to provide appropriate resolution to trading issues and providing interpretive
  • Assisting with regulatory reporting for the firm, e.g. GABRIEL/CONNECT

 

Expertise required:

  • At least 2-4 years of generalist Compliance/Regulatory experience gained within the asset management industry
  • Knowledge of FCA/UK regulatory framework with direct relevant experience
  • Able to work under pressure and produce results without close supervision
  • A team-worker who must be able to build working relationships and interact with a diverse group of internal and external contacts
  • Excellent interpersonal and influencing skills
MERJE Ltd logo
Offres similaires
Plus d'offres
Close
Loading...
Loading...