Compliance and Financial Crime Assistant Compliance and Financial Crime Assistant …

Goodman Masson
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 14 juil. 20
GBP25000 - GBP30000 per annum
Goodman Masson
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 14 juil. 20
GBP25000 - GBP30000 per annum
A well established overseas banking group are seeking a Compliance and Financial Crime Assistant to join their team in London.

A well established overseas banking group are seeking a Compliance and Financial Crime Assistant to join their team in London.

This role will sit within the Regulatory Compliance department with the task of helping the Bank ensure that it complies with its regulatory obligations.

Key duties include:

  • Review and approval of new communications and financial promotions
  • Undertaking a quarterly review of client MiFID categorisations
  • Tracking of FCA, PRA and CBN regulatory updates
  • Undertaking a weekly review of the CASS Resolution Pack to ensure it remains up to date
  • Undertaking an annual review of relevant manuals, procedures and policies, including the Compliance
    Manual, Regulatory Investment Manual, CASS Manual and Accountability Policy

A minimum of 1 year of relevant industry experience - at least 3 years preferred, ideally with a relevant qualification too (Compliance/AML diploma or LLB).

Salary up to £30,000 per annum.

Descriptif de l'entreprise

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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