Compliance and Operations Assistant - Fixed Income - Perm

  • Negotiable
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • Charles Levick
  • 21 sept. 17

My client, a global proprietary trading firm, are seeking a Compliance and Operations Assistant to support the Fixed income desks. This is a dual operations and compliance role and the ideal candidate will have touched on both areas and have worked within Fixed Income. A growing firm hence a detail oriented, self-starter with a positive attitude will be ideal to grow with the company.

My client, a global proprietary trading firm, are seeking a Compliance and Operations Assistant to support the Fixed income desks. This is a dual operations and compliance role and the ideal candidate will have touched on both areas and have worked within Fixed Income. A growing firm hence a detail oriented, self-starter with a positive attitude will be ideal to grow with the company.

Key Responsibilities:

* Daily position/trade reconciliations
* Monitoring settlements
* Regulatory projects
* Compliance Monitoring Plan / Programme - maintain and update
* Trade support and maintenance of daily financing requirements
* Responsibility for tracking and maintaining brokerage commission rates
* Review of margin requirements
* Resolving trade breaks before settlement
* Assistance in operational system development
* Eurex QBO tasks
* Regulatory policies and procedures
* Best execution, gifts and entertainment

Role Criteria:

* Degree level educated
* 2-3 years fixed income operations and compliance experience within an investment firm preferable
* Strong analytical skills
* Proficiency with software and system applications (Excel, MS Word) and ability to learn internal applications
* Proficiency in macros, pivot tables a bonus
* Desire and ability to work in a fast-paced, high-stress environment and to meet deadlines and complete time-sensitive duties as assigned
* Familiarity with bonds, futures, options
* Settlement experience
* Basic knowledge of VBA for automating reports
* Familiarity with VaR, volatility margining systems

The Compliance Practice at Charles Levick support Permanent, Contract and Interim recruitment specialising in requisitions ranging from entry level Compliance Assistants through to Senior Level Appointments. Our focus spans Financial Services to include both Buy and Sell side Capital Market organisations, Private and Wealth Management, Insurance, Life and Pensions, Consultancy and Third Party Market providers.