Director - Compliance Monitoring & Surveillance - IB

  • Negotiable
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • Pure Search
  • 27 nov. 17 2017-11-27

Director - Compliance Monitoring & Surveillance - Investment Bank

Director - Compliance Monitoring & Surveillance - Investment Bank

  • Understanding of EU and UK Compliance requirements, regulatory and exchange requirements - in particular with respect to Market Abuse and Conduct Risk.
  • Strong understanding of Capital market products such as Fixed Income, Origination, Syndication, Credit and Rates, Structured Products, FX and Treasury.
  • Extensive knowledge of monitoring and fixed income activities.
  • Extensive knowledge of the Actimize tool.
  • Controls development experience - streamlining processes and controls.
  • Delivery of compliance MI reports for senior management.