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Senior Compliance Officer

Black Swan Group
Londres, Royaume-Uni
Mise en ligne il y a 2 mois CDI As appropriate
B
Mise en ligne par
Ben Hudson
Recruiter
Fantastic opportunity to join a reputable Hedge Fund as a Senior Compliance Officer. Senior VP Level.

The Compliance professional to secure this role will work with a great team and enjoy a broad range of duties:

  • Providing Compliance advice to the business
  • monitoring of policies and procedures
  • horizon scanning
  • ensuring all FSA requirements are met by implementing policies and procedures
  • compliance training
  • reviewing marketing materials
  • supporting the investment team in relation to investment activity
  • maintaining restricted and watch lists
  • handling PA Dealing requests
  • managing compliance reporting

As the successful applicant you will have:

  • Around 10 years proven Compliance experience
  • An in-depth understanding of the hedge fund industry
  • Experience of a generalist compliance function
  • A strong team ethos as team-work is a key element to the completion of this role
  • A proven track record of building relationships; you will be dealing with the business and staff at all levels of seniority within the firm on a day to day basis
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