Senior Compliance Officer - Private Equity Senior Compliance Officer - Private Equity …

Pure Search
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 13 juil. 20
Negotiable
Pure Search
à Londres, Angleterre, Royaume-Uni
CDI, Plein-temps
Dernière candidature, 13 juil. 20
Negotiable
A leading Private Equity firm in London are looking for an experience Compliance Officer with a broad experience working with front office professionals.

Responsibilities:

  • Provision of regulatory advice to credit, private equity and real estate business lines
  • Front office monitoring and surveillance
  • Offering trading advice and assessing risk in relation to trading processes
  • Keeping abreast of regulatory development and providing training where necessary
  • Assisting with development, implementation and monitoring of compliance programme
  • Assisting with compliance support for marketing function.

Desired Experience:

  • Comprehensive understanding of European regulatory demands for investment management industry
  • Thorough understanding of fixed income and private credit products
  • Previous experience in an advisory and broad compliance capacity
  • Ability to work clearly and collaboratively in a high-performing and complex environment
  • Excellent communication and inter-personal skills
  • Experience of building relationships with a number of senior stakeholders on a global basis.

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