Senior Internal Auditor - Financial Services

  • 45,000 - 55,000
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • LH Partners
  • 20 sept. 17

I have just received a mandate for a senior Internal Auditor for a growing Financial Services house based in the heart of the City of London.

Duties

 

  • Knowledge of Exchange and Clearing Operations
  • You will participate in audits across the general business and technology functions while supporting the execution of the annual audit plan
  • Assisting with the completion of audit risk assessments
  • Production of independent appraisals of the companies policies and procedures
  • Document audit procedures performed in accordance with departmental standards
  • Effectively communicate all identified control inconsistencies to management
  • Stakeholder Management
  • Production of audit reports and the participation in conducting exit conferences with management to discuss findings and management’s response
  • International travel to other locations as required for internal audit and training purposes.

Required skills and knowledge

  • In-depth experience of internal or external audit
  • Knowledge of some of the following sector regulations BoE, FCA, AFM, AMF, DNB, ESMA, SEC, CFTC  or within a Financial Services company
  • Experience of working within a Compliance function.
  • Excellent communication, organization and time management skills with appropriate attention to detail
  • If you have proven experience in either of the following related industry sectors is beneficial - banking, asset management, brokering, exchanges, clearing houses
  • Knowledge of financial services industry, exchange services, clearing, clearing organizations, or energy or commodities trading is an advantage
  • Proficient user of  Word, Excel, and PowerPoint
  • Ability to adapt in a high growth, rapidly evolving industry
  • Educated to a degree level or equivalent 
  • Being qualified or part qualified is an advantage
  • Desire to continue to study or complete any of the following industry certifications CIA, ACA, ACCA, CIPFA, CFE, CISA