A global Investment Bank are seeking a Trade Surveillance Associate for their team in London.
This team is responsible for monitoring for Market Abuse through designing, implementing, monitoring and testing a transversal range of surveillance models across the entire business.
Experience in the execution and completion of compliance reports, providing statistical data, performing first level alert classification, escalation process and detailed investigations whilst delivering high quality and timely management information reports is essential. This includes documenting evidence and validating findings.
The successful candidate will be implementing and performing monitoring of first level trade and order alerts across all all business lines. At the same time, they will be giving input for the improvement of the monitoring tools to reduce noise or false positives and will be contributing to the design of new monitoring strategies.
It is essential you have prior experience in eCommunications surveillance, trade surveillance, market abuse, market conduct or compliance within an Investment Bank.
With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.
Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.
We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.