Trading & Wholesale Conduct Risk Senior

  • Salaire :£50-£60K
  • Lieu de travail :Londres, Angleterre, Royaume-Uni
  • Type de contrat :CDI, Plein-temps
  • Entreprise :Alexander Ash Consulting
  • Mise à jour le :19 mars 19

Trading & Wholesale Conduct Risk Assistant Manager Salary : £50-£60k Depending On Experience Location : London

Our clients is a large management consultancy who are looking to expand their Risk Team. 


  • Front office supervision
  • Market abuse and market conduct risk
  • Unauthorised trading assessments and investigations
  • Risk management frameworks and target operating models
  • Front-to-back assessments of trading controls environment against good market practice and regulatory expectations
  • Fair client order handling
  • Risk assessments of electronic trading practices

Required Skills / Experience:

  • Understanding of trading environment and approaches to risk management, with insights into how to develop/improve these approaches to add true value to our clients
  • Knowledge of new regulatory developments
  • Good understanding of the governance around risk management 
  • Excellent oral / written communication
  • Understanding of a trading and control environment across either FI, Equities, FX and 
  • 3- 5  years relevant experience
  • Must have experience in control framework


If you would like more detail regarding this position please email: