Assistant Manager, QA, ORM and Compliance Assistant Manager, QA, ORM and Compliance …

OCBC Bank Hong Kong Branch
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 09 Jul 20
OCBC Bank Hong Kong Branch
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 09 Jul 20
Report to Head of Quality Assurance, Operation Risk Management & Compliance, the job incumbent will provide compliance advisory services to business units and handle AML/ KYC compliance related tasks in a professional and timely manner.


Company Background

OCBC Bank is the longest established Singapore bank, formed in 1932 from the merger of three local banks, the oldest of which was founded in 1912. It is now the second largest financial services group in Southeast Asia by assets and one of the world’s most highly-rated banks, with an Aa1 rating from Moody’s. Recognised for its financial strength and stability, OCBC Bank is consistently ranked among the World’s Top 50 Safest Banks by Global Finance and has been named Best Managed Bank in Singapore by The Asian Banker. OCBC Bank and its subsidiaries offer a broad array of commercial banking, specialist financial and wealth management services, ranging from consumer, corporate, investment, private and transaction banking to treasury, insurance, asset management and stockbroking services. OCBC Bank’s key markets are Singapore, Malaysia, Indonesia and Greater China. It has more than 540 branches and representative offices in 19 countries and regions. These include over 280 branches and offices in Indonesia under subsidiary Bank OCBC NISP, and over 90 branches and offices in Mainland China, Hong Kong SAR, and Macao SAR under OCBC Wing Hang. OCBC Bank’s private banking services are provided by its wholly-owned subsidiary Bank of Singapore, which operates on a unique open-architecture product platform to source for the best-in-class products to meet its clients’ goals. OCBC Bank's insurance subsidiary, Great Eastern Holdings, is the oldest and most established life insurance group in Singapore and Malaysia. Its asset management subsidiary, Lion Global Investors, is one of the largest private sector asset management companies in Southeast Asia. For more information, please visit


Assistant Manager, QA, ORM and Compliance

  • The candidate will support the Head of QA, ORM and Compliance in the delivery of the duties in relation to ML/TF prevention and detection, investigation or compliance;
  • Conduct and perform day-to-day and regular compliance testing and review  and monitoring and management/regulatory reporting;
  • Assist the review of the AML/KYC compliance controls and identify areas for improvement;
  • Provide AML compliance advisory services to business units;
  • Assist the execution of AML/KYC programs for the Bank, and co-ordinate with relevant departments on AML/CTF matters to ensure effective implementation of the controls;
  • Review and advise on CDD KYC in meeting the Group and local regulatory requirements;
  • Review and clear the name screening alerts which assessed and submitted by business units;
  • Investigate the escalated unusual transaction report and submit the suspicious transaction report to regulator if any;
  • Assist in conducting AML training and annual refresher training;
  • Advise on screening findings, hits and sanction compliance for transaction screening;
  • Organize and handle ad hoc projects/tasks as assigned from time to time.



  • Degree holder in Accounting / Law / Business, or relevant professional qualification such as AAMLP/CAMLP;
  • 2 years’ hands-on working experience in banking industry relating to AML or compliance;
  • Familiar with AML related regulatory requirements;
  • Organized, details-oriented and independent;
  • Good communication and interpersonal skills;
  • Good command of English and Chinese;
  • Flexible and able to work independently to meet tight schedules;
  • Experience in developing or updating AML related compliance control procedures.

       (Candidate with more experience may be considered as Manager, QA, ORM and                    Compliance.)

If you are interested in the above position, please apply with full resume and state present, expected salary and availability to Human Resources Department by email or by fax at (852) 2525 8850. Personal data will be collected for recruitment purpose only.
Only shortlisted candidates will be notified.