Regulatory Compliance (Virtual Bank) Regulatory Compliance (Virtual Bank) …

Executive Access
in Hong Kong
Permanent, Full time
Last application, 16 Sep 20
Competitive
Executive Access
in Hong Kong
Permanent, Full time
Last application, 16 Sep 20
Competitive
Our client, a top tier Fintech company, is seeking for a Regulatory Compliance professional to join their fast growing business.

Responsibilities

  • To assist the Head of Regulatory Compliance in managing all regulatory compliance issues
  • To handle and advise business and support units to establish appropriate policies, manuals and procedures for their operations
  • To Set up the compliance review program to perform sufficient assurance reviews and detect any regulatory compliance risks
  • To handle and advise on regular submissions or ad-hoc surveys, regulatory information request or enquires, and liaise with regulators and coordinate appropriate responses to their queries

Requirements

  • At least 5 years of experience in compliance, preferably holding Retail banking experience or Business banking
  • Willing to work independently and work in ambiguity and fast-changing environment
  • Able to communicate well with all levels of staf
  • Verbal and written English and Chinese are essential

For interested parties, please feel free to contact Eva Tai at etai@executiveaccess.com for a confidential conversation. 

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