Discover your dream Career
For Recruiters

Supervisor AML / KYC - Transfer Agency

HSBC Luxembourg
Posted 3 days ago Permanent Competitive

HSBC is one of the world’s largest banking and financial services organisations. Our global businesses serve around 39 million customers worldwide through a network that covers 62 countries and territories. 

HSBC provides a comprehensive range of financial services through three global businesses: Retail Banking & Wealth Management; Commercial Banking; Global Banking and Markets; and Wealth & Personal Banking.

The HSBC Group in Luxembourg is a significant employer and operates several businesses including asset management, securities services, private banking and corporate banking.  

For our securities services activities, we are currently looking to recruit a:

Supervisor

AML / KYC - Transfer Agency

Role and Responsibilities:

  • You will be responsible for the reviewing of KYC documentation for existing and new investor accounts.
  • You will carry out the classification of the accounts in low/medium/high risk categories using the agreed risk based approach.
  • You will ensure the proper recording of the review findings in AML database as well as the proper retention of all documentation both in physical and electronic format.
  • You will perform regular periodic checks on procedures and controls to ensure these are compliant with the current applicable corporate functional manual requirements (FIM) and with Luxembourg regulations.

 

Professional Skills and Experience;

  • Bachelor’s degree or equivalent professional qualification, preferably in Business or Economics.
  • At least 5 years’ working experience in in Transfer Agency, 2 years of which should be in KYC/ AML team
  • Good understanding of Luxembourg UCITS requirements as they relate to Transfer Agency;
  • Dynamic team leader with management experience including performance management and staff development;
  • Outstanding communication skills, capable of dealing with clients at all levels;
  • Ability to work to tight deadlines, while maintaining close attention to detail;
  • Ability to work independently on own initiative and as a member of a team;
  • Good project management skills;
  • Excellent PC skills.
  • Fluency in English, both written and spoken; other European languages, German proficiency would be a definite advantage.

If you’re looking for a career where you will be respected as an individual and valued for the contributions you make, please send your application letter and curriculum vitae (in English) and discover how diversity drives our success. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

We want everyone to be able to fulfil their potential which is why we provide a range of flexible working arrangements and family friendly policies.

Please note that due to the volume of applications received, we will acknowledge your application only if we wish to proceed to interview. If you have not received a response within 4 weeks your application has not been successful.

Please also note that every selected candidate will have to provide us with a valid criminal record check in due time.

For any GDPR request, please send it to: lux.data.privacy@hsbc.com

More Jobs From HSBC
HSBC
Manager AML / KYC - Transfer Agency
HSBC
Luxembourg
3 days ago Full time Competitive
HSBC
Personal Wealth Manager - Wealth and Personal Banking
HSBC
Singapore
3 days ago Full time Competitive
HSBC
Premier Relationship Manager - Wealth & Personal Banking
HSBC
Singapore
3 days ago Full time Competitive
HSBC
Premier Relationship Manager (Offshore) - Wealth and Personal Banking
HSBC
Singapore
3 days ago Full time Competitive
HSBC
Associate Director Premier Elite - Wealth & Personal Banking
HSBC
Singapore
4 days ago Full time Competitive
HSBC
Senior Relationship Manager (Onshore) - Wealth and Personal Banking
HSBC
Singapore
3 days ago Full time Competitive
HSBC
A&V – UCITS Funds Supervisor
HSBC
Luxembourg
3 days ago Full time Competitive

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.
Recommended Jobs