Securities Compliance jobs (2,168)

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Ant International-Securities Compliance Senior Manager/Manager (Wealth Management - SFC Type 1, 4, 9)-LCAP HK

Ant Technology Group Co., Ltd.

Hong KongPermanent

Competitive

21 days ago

Senior Manager/ Manager Compliance - Securities Firm

Michael Page

Hong KongPermanent

CompetitivePromoted

5 days ago

Financial Crimes & Compliance, Securities (MUSA) - Vice President

MUFG Bank, Ltd.

New York, United StatesPermanent

$120k - $151k

1 month ago

Head of Legal and Compliance, Reputable Securities House

Capital Access Limited

Hong KongPermanent

HK$1m - HK$1m

1 day ago

Vice President, Compliance Monitoring & Testing - US Compliance Oversight Program - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$150k - $180k

16 days ago

Director, Equities Compliance Advisory - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$200k - $225k

20 days ago

Trade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$100k - $130k

1 month ago

Legal & Compliance - Private Wealth Legal Group - Securities Attorney, VP (BREIT)

Blackstone

New York, United StatesPermanent

$165k - $250k

2 months ago

Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$100k - $135k

1 month ago

Vice President, Compliance - Monitoring & Testing, TD Securities (US)

TD Bank Group

New York, United StatesPermanent

$150k - $180k

1 month ago

Vice President, Private Wealth Compliance Officer (Securities) - SMBC

Sumitomo Mitsui Banking Corporation

SingaporePermanent

Competitive

3 months ago

VIE Compliance Officer - Securité Financière H/F

Crédit Agricole S.A.

Geneva, SwitzerlandPermanent

Competitive

2 months ago

VIE Compliance Officer - Securité Financière H/F

Indosuez Wealth Management

Geneva, SwitzerlandPermanent

Competitive

3 months ago

Senior Legal Counsel

Euronext N.V.

Paris, FrancePermanent

Competitive

5 days ago

Fixed Income Sales - Vice President

Sumitomo Mitsui Financial Group, Inc.

Paris, FrancePermanent

Competitive

3 days ago

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