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Equities (HK & US)/ Wealth Management Operation - Assistant Manager/ Officer

Captiare Limited
Hong Kong
Mise en ligne il y a 3 jours Hybride CDI WFH, Performance bonus, Medical insurance
Brilliant opportunity to join a vibrant and fast-growing virtual bank as its Settlement/ Operation core member! Seeking for an Operation professional with ideally 2-5 years' experience in settlement/ reconciliation/ corporate actions covering both Hong Kong and US equity markets; knowledgeable in HKMA's regulatory requirements. Annualized package ranges from HK$350k - 480k, excluding bonus.

JOB DESCRIPTION
  • Responsible for performing HK & US securities settlement
  • Handle CCASS operations, SI, corporate actions, nominee services, IPOs
  • Perform reconciliations between front office and back-office system to ensure data capture accuracy and completeness
  • Monitor and ensure the operations in compliance with internal guideline and regulatory requirements
  • Develop and implement procedures and policies to ensure the reliability of securities business
  • Liaise with front office, brokers, IT and custodians to resolve trade and settlement issue
  • Participate in system development projects include UAT, system modification and other ad-hoc projects
  • Perform ad hoc duties as required
REQUIREMENTS
  • Bachelor's degree or above in Finance or related discipline
  • 2-5 years relevant experience in brokerage firms, banking or financial industry
  • Well-versed in CCASS and other settlement systems
  • Good knowledge on rules & regulations of SFC and Stock Exchange of Hong Kong
  • Knowledge in PC skills including MS Excel, MS Word & Chinese Word Processing
  • Good interpersonal and communication skills
  • Good command of written and spoken English, Chinese and Putonghua
  • Less experienced candidates will be considered as Officer


If you want a private conversation about the role, do not hesitate to reach Angela at +852 39051198. Please note that only shortlisted candidates will be notified. All information gathered will be treated in strict confidentiality and solely used for recruitment purposes.

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