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Fixed Income Division (FID) - Business Unit Risk Management (BURM) ED

Morgan Stanley Singapour
Mise en ligne il y a 3 mois CDI Competitive
Fixed Income Division (FID) - Business Unit Risk Management (BURM) ED

Position Description

The Risk Control Group (RCG) provides oversight of regulatory and Firm requirements for supervision, surveillance, entitlements, information security and supplier risk programs by performing in-depth assessments and implementing consistent programmatic coverage globally for FID including Commodities. The team seeks to ensure front-office compliance with all applicable rules and regulations governing the Firm, as well as adherence to internal standards, controls and policies. RCG members are part of the FID Non-Market Risk Management structure.

The RCG team fulfills a front office advisory role as the first line of defence. The scope of work includes escalation, oversight, project execution, control ownership, risk assessment / acceptance, as the default owner for many division-wide audit and regulatory issues. RCG employees act as a delegate for supervisors and other business owners.

RCG is looking for an Executive Director to drive and lead the RCG program for FID Asia with a focus on communications surveillance, client communication documentation review, information security and delegated supervision duties.

Responsibilities will include:
  • Leading a team in performing risk reviews of employee communications (verbal and written)
  • Representing Asia FID in global supervision committees and forums
  • Reviewing trade ideas/commentary and in-depth analysis of market sectors or names
  • Reviewing surveillance reports and managing the mappings and assignments of surveillance and other reports across the Division
  • Performing risk assessment on information security and providing risk acceptance if appropriate
  • Engaging with global RCG team to focus on and deliver increased automation and standardization across applicable surveillance processes
  • Engaging with FID Sales and Trading contacts and other stakeholders to build awareness of Non Market Risk and RCG's continued focus on proactive and effective surveillance and supervision
  • Working with Compliance, Technology Risk and the FID Sales and Trading desks to identify risks and determine due process.
    Position Description

    The Risk Control Group (RCG) provides oversight of regulatory and Firm requirements for supervision, surveillance, entitlements, information security and supplier risk programs by performing in-depth assessments and implementing consistent programmatic coverage globally for FID including Commodities. The team seeks to ensure front-office compliance with all applicable rules and regulations governing the Firm, as well as adherence to internal standards, controls and policies. RCG members are part of the FID Non-Market Risk Management structure.

    The RCG team fulfills a front office advisory role as the first line of defence. The scope of work includes escalation, oversight, project execution, control ownership, risk assessment / acceptance, as the default owner for many division-wide audit and regulatory issues. RCG employees act as a delegate for supervisors and other business owners.

    RCG is looking for an Executive Director to drive and lead the RCG program for FID Asia with a focus on communications surveillance, client communication documentation review, information security and delegated supervision duties.

    Responsibilities will include:
  • Leading a team in performing risk reviews of employee communications (verbal and written)
  • Representing Asia FID in global supervision committees and forums
  • Reviewing trade ideas/commentary and in-depth analysis of market sectors or names
  • Reviewing surveillance reports and managing the mappings and assignments of surveillance and other reports across the Division
  • Performing risk assessment on information security and providing risk acceptance if appropriate
  • Engaging with global RCG team to focus on and deliver increased automation and standardization across applicable surveillance processes
  • Engaging with FID Sales and Trading contacts and other stakeholders to build awareness of Non Market Risk and RCG's continued focus on proactive and effective surveillance and supervision
  • Working with Compliance, Technology Risk and the FID Sales and Trading desks to identify risks and determine due process.


Référence  3224173
À PROPOS DE CETTE ENTREPRISE
Hong Kong
68000 Collaborateurs Banque d'affaires / M & A

Morgan Stanley has earned a worldwide reputation for the excellence of its advice and execution in financial markets. With offices in more than 41 countries, the firm is truly global-and a market leader in the U.S., Europe and Asia as well as in emerging markets. Morgan Stanley's success rests on the talents and passion of our people, who share a common set of values and bring excellence and integrity to everything they do. We seek to grow long-term relationships by virtue of our consistently rigorous thinking and the unsurpassed access to financial markets that Morgan Stanley can bring. This means providing leadership in specific areas such as investment banking, debt and equity underwriting, research, and sales and trading. We also focus increasingly on creating custom-tailored solutions that cut across functions to help our clients realize new opportunities and solve complex problems. Our aim is to be the first choice of everyone who deals in financial markets, whether as prospective clients, employees or investors.

We believe our greatest asset is our people. At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. Visit https://www.morganstanley.com/people to discover who we are and the right opportunity for you.

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