Responsibilities

Execute the assigned tasks to the required quality, agreed sample sizes and depth and the agreed timeline as per the guidance issued
Conduct effective communication with the auditee to understand their processes comprehensively
Analyse the processes thoroughly and determine the appropriate test steps to adequately tests the risks identified
Conduct the audit to address the risks identified and achieve the audit objectives, to make a significant contribution to the success of each audit
Contribute significantly to the timely completion of the audit
Produce working paper documentation that

Clearly documents the process
Identifies all key controls
Tests all key controls and any key controls not tested are duly justified with approvals from AIC
Conclusion of audit objective is clearly documented and justified

Produce ACRs which are clear, concise, and facilitates the understanding by the readers and which supports the risk of the ACRs
Makes value added recommendations which help address the root causes and risks of the issues identified
Actively support the improvement of internal control within the Bank via activities which do not compromise the independence of the IA function
Take the lead to review and comprehensively assess the risks of new products introduced and communicate concerns as well as enage the auditees to recognise the risks
Be a proactive mentor to the junior team members to provide guidance and positive influence on the right behavior and mindset to help in the retention as well as motivation of staff
As an AIC, conduct detailed planning of an audit unit to ensure all the risks are comprehensively assessed with the key risks identified by ensuring thorough understanding of the Branch activities and risks via discussions with both the auditees, CIC, COE etc
Supervise and manage the completion of the fieldwork by ensuring implementation of the quality of audit tests via comprehensive identification of key controls and tests
Ensuring successful and timely completion of the audit via effective project management and people management both internal and external
Ensuring quality of contents of audit report of which the opinion is based on re-verifiable facts supportable by the work done
Contribute to the continuous improvement objective of the department via sharing of the areas of improvements and good practices of both process and people
Conduct continuous monitoring to the required quality and deliver the CM reports on time by the deadlines stipulated
Provide guidance on the COE’s areas of expertise including risks and market practices
Keep abreast on the risks, issues and activities relating to the COE’s area of expertise and be a source of information for the audit team
Conversant with the Bank’s rules surrounding the COE’s area of expertise to provide guidance to the audit teams on the requirements of the Bank
Familiar with the regulatory requirements of each country surrounding the COE’s area of expertise to provide guidance to the audit teams on related local regulations
Significant input to the annual risk assessment exercise on the risks of your area of expertise
Execute the agreed PI recommendations to the required quality and timeliness
Provide constructive suggestions on effective suggestions to improve process and quality internally within IAD
Track all H and M risk rated Open ACRs regularly so as to facilitate the weekly and monthly tracking process. Document the status of the remediation clearly and concisely in Auto Audit so as to allow the collation of concise status to facilitate the compilation of the regular status updates via the monthly MIS reports by IAD SNG to APD management as part of IAD SNG's efforts to assist APD management in the governance of ACRs raised in the region
Ensure successful and timely completion of All mandatory regulatory, compliance and nominated trainings by due date; and agreed professional trainings
Comply and adhere to regulatory, compliance and internal policies in own area of work / business

Requirements

Must be at least a CPA certified or equivalent of an internationally recognized accounting body
Experience in audit of treasury business
At least 6 years’ of audit experience in the banking industry
Strong understanding of audit methodology
Familiar with execution of risk-based audit approach
Strong auditing skillset
Technical knowledge in ALM, market risk, liquidity risk and other market-related risks
Experience in leading audits
Candidate must have good command of English and possess strong English writing skills
Good interpersonal skills and ability to communicate effectively with both internally amongst the audit team and externally with the auditees and auditee management
Good team player and positive attitude is key to the expanding APAC team
Disciplined and self-motivated individual. The candidate should possess an eye for detail
Able to work independently and require little supervision
Works with passion and embrace as well as participate in initiatives to achieve enhanced quality