A global Investment Bank are looking for a Manager level Regulatory Reporting Controller to be responsible for all regulatory reporting for the UK dealer broker / Securities for initially 6 months. They need solid Prudential knowledge, that can act as an advisor around CRR, and support / pick up on IFPR, working with the sharp end of the business. You will be working every day with Alteryx
You will be expected to:
Lead the preparation of daily, weekly, monthly & quarterly regulatory reporting required by UK financial regulators. These tasks primarily focus on UK external liquidity reporting (FSA047 and FSA048) internal liquidity reporting. Part of the team responsible for preparation of COREP and liquidity reporting.
Support upcoming reviews with their Prudential Regulatory obligations, especially focussed on a bunch of issues that will be subject to validation on CRR.
Assist with tasks within daily, monthly and quarterly regulatory reporting required by US regulators.
Act as an advisor around CRR, and support / pick up on IFPR,
Ensure all FCA and US regulatory liquidity reporting remains compliant with the relevant requirements and guidelines.
Provide expertise interpreting regulations and reporting guidance applicable to a Dealer-Broker, and challenging existing practice.
Lead the review processes, including deep-dive reviews for the above Regulatory Reporting deliverables to identify and implement improvements to the control environment.
Lead the review processes for the above Regulatory Reporting deliverables to identify and implement improvements to systems capabilities.
Re-engineer any legacy manual processes and document new processes to be compliant with corporate end user computer tools (EUCT) standards.
Standardise documentation for the local regulatory reporting and manage the periodic updates and reviews of those documents.
Support the planning, testing and implementation of projects and initiatives, which affect the Regulatory Reporting and wider Finance team, including testing for the implementation of FRS reporting software.
Experience of a UK Dealer Broker
Experience compiling FCA and European regulatory returns, particularly UK liquidity returns.
Excellent Excel skills and comfortable manipulating large quantities of data.
Self-motivated with the ability to work independently within a team structure.