Our client is a leading investments group headquartered in Abu Dhabi looking to appoint a Head of Compliance. The role will be responsible for both the compliance and AML functions.
Reporting to the CEO and Board, the successful candidate will be representing the Compliance function at Committee meetings.
Regulatory Compliance Management: Ensure the company's compliance with relevant laws, regulations, and guidelines, particularly those established by ADGM and other relevant international regulatory bodies.
Policy Development: Develop and maintain comprehensive compliance policies, procedures, and processes that align with the company's risk appetite and business strategies.
Risk Assessment: Conduct regular compliance risk assessments to identify potential areas of concern and ensure appropriate mitigation measures are in place.
Training and Education: Develop and deliver compliance training programs to employees, ensuring they are aware of their responsibilities in maintaining a compliant environment.
15+ years’ experience in financial services, asset management, private equity and investment banking / management.
Preference for ACAMS/CRCM qualification
Strong understanding of regulatory laws in the GCC.